Market reforms expected to take effect by the end of June, says DSE chief
In recent years, the sport of cricket has seen a surge in popularity, captivating audiences around the world with its...
Insider Trading
Missing Pelham resident Archer Hands located by helpful individuals on Bronx bus after seven-hour search
Archer Hands, an 18-year-old resident of Pelham who has autism, was discovered on a bus in the Bronx after being...
CEO of UnitedHealthcare Investigated by Department of Justice for Insider Trading
Brian Thompson, the CEO of UnitedHealthcare, was the subject of a Department of Justice investigation into possible insider trading activities...
Insider trading on Capitol Hill needs to end
Members of Congress are afforded numerous benefits that come with the territory. While one of these perks includes an annual...
William R. Ruffalo – SEC.gov -> William R. Ruffalo – SEC.gov
Insider trading is a serious issue that has significant legal implications in the world of securities trading. Individuals who engage...
DOJ Fraud Section Reviews 2024 – Reuters
An insider trading trial conviction was secured by the MIMF Unit, which centered around the alleged misuse of a 10b5-1...
Email Account Pretending to be Banker for [Plaintiff] Invites …
A recent legal case, Raymond James & Assocs. v. Saba, dealt with a situation where a former intern allegedly engaged...
Robert L. Ruffalo, Bobbi J. Ruffalo, Kathrine R. Ruffalo, and Charlie L. Harte implicated in SEC investigation
The recent case involving insider trading by individuals namely Robert L. Ruffalo, Bobbi J. Ruffalo, Kathrine R. Ruffalo, and Charlie...
Maine Representative Supports GOP Bill to Ban Congressional Insider Trading
Representative Jared Golden from Maine is once again joining forces with a Republican-led initiative to prevent members of Congress from...
Goodbye Message – Securities and Exchange Commission
Insider trading has long been regarded as a detriment to the integrity of the market, causing concerns about transparency, competition,...
Corey Klemmer, SEC Policy Director, Plans to Resign
In her role as Policy Counsel, Ms. Klemmer played a crucial part in developing and executing important changes in insider...
Broker from Larchmont indicted for insider trading, accused of pure greed
A 38-year-old broker from Larchmont, David Cooper, was indicted in an insider trading case that was unsealed in Brooklyn federal...