SECURITIES EXCHANGE ACT OF 1934 Release No. 103369 / July 2, 2025 – SEC.gov “SEC Releases Update on Securities Exchange Act of 1934”

The Securities and Exchange Commission recently announced a significant development regarding the Securities Exchange Act of 1934. This release, numbered 103369 and dated July 2, 2025, is part of Administrative Proceeding File No. 3. The details of this release point to a crucial aspect of securities regulation and compliance.

The specific content of this release focuses on the enforcement of the Securities Exchange Act of 1934, a key piece of legislation governing securities trading in the United States. The Act, passed in response to the stock market crash of 1929, aims to ensure transparency and fairness in the financial markets. It sets out requirements for financial reporting and disclosure by public companies, as well as regulations for securities exchanges and broker-dealers.

The SEC’s recent release emphasizes the importance of upholding the provisions of the Securities Exchange Act of 1934. By enforcing these regulations, the SEC aims to protect investors and maintain the integrity of the markets. Compliance with the Act’s requirements is essential for companies operating in the securities industry, as it helps to prevent fraud, manipulation, and other misconduct that could harm investors.

One key aspect of the Securities Exchange Act of 1934 is the requirement for companies to file periodic reports with the SEC. These reports provide important information to investors, allowing them to make informed decisions about buying or selling securities. By mandating regular disclosure of financial data and other pertinent information, the Act helps to ensure transparency and accountability in the markets.

In addition to reporting requirements, the Securities Exchange Act of 1934 also prohibits certain types of fraudulent activities in the securities markets. For example, the Act makes it illegal to engage in insider trading, market manipulation, or other deceptive practices that could harm investors. By enforcing these prohibitions, the SEC works to maintain the integrity of the markets and protect investors from misconduct.

Overall, the recent release from the Securities and Exchange Commission underscores the continued importance of the Securities Exchange Act of 1934 in regulating the securities industry. By upholding the provisions of this landmark legislation, the SEC plays a crucial role in safeguarding investors and promoting fair and orderly markets. Compliance with the Act’s requirements is essential for companies and individuals involved in the securities markets, as it helps to maintain trust and confidence in the financial system.