Director of Investment Management at the SEC to Resign

The Securities and Exchange Commission (SEC) has announced that Natasha Vij Greiner, who has led the agency’s Division of Investment Management since March 2024, will be stepping down from her position on July 4.

As the director of the Division of Investment Management, Greiner has overseen the administration of the Investment Company Act of 1940 and the Investment Advisers Act of 1940, which regulate various investment entities such as mutual funds, closed-end funds, business development companies, unit investment trusts, variable insurance products, exchange-traded funds, and investment advisors.

With a career spanning more than 23 years in public service, Greiner has held several key roles within the SEC. Prior to becoming the division’s director, she served as the deputy director of the Division of Examinations and the national associate director of the Investment Advisor/Investment Company examination program. Additionally, Greiner has served as the associate director of the Home Office IA/IC examination program, starting her SEC career as a broker-dealer examiner.

SEC Chairman Paul S. Atkins commended Greiner for her leadership and expertise during her tenure, citing her strategic counsel and commitment to the agency’s mission. Greiner’s ability to navigate complex regulatory environments has been instrumental in shaping the SEC’s regulatory landscape.

Greiner earned her juris doctor degree from The Catholic University of America, Columbus School of Law, and her bachelor’s degree from James Madison University. Reflecting on her time at the SEC, Greiner expressed gratitude for the diverse experiences she has had across various divisions and her privilege to serve as Director of the Division of Investment Management. She highlighted the dedication and integrity of the SEC’s staff, emphasizing the agency’s remarkable mission.

Greiner’s departure marks the end of a significant chapter in her career and underscores her contributions to the SEC’s regulatory efforts. Her legacy includes a strong commitment to upholding the agency’s mission and ensuring compliance with regulatory standards.

The announcement of Greiner’s departure comes as the SEC continues its focus on regulatory oversight and enforcement to maintain the integrity of the financial markets. Her successor will inherit a robust division responsible for overseeing key aspects of the investment management industry, ensuring investor protection and market stability.