Acting Chairman Mark T. Uyeda appoints Natalia Díez Riggin as Senior Advisor – SEC
Washington D.C., Jan. 30, 2025 – The Securities and Exchange Commission has revealed that Acting Chairman Mark T. Uyeda has appointed Natalia Díez as the new head of the Enforcement Division. Díez, who previously served as the Division’s Assistant Director, is a seasoned professional with a wealth of experience in securities law enforcement.
Uyeda expressed his confidence in Díez’s capabilities, highlighting her dedication and expertise in the field. He emphasized the importance of strong leadership within the Enforcement Division, stating that Díez’s appointment would ensure the continued effectiveness of the SEC in regulating and enforcing securities laws.
The Enforcement Division plays a critical role in the SEC’s mission to protect investors, maintain fair and efficient markets, and facilitate capital formation. Under Díez’s leadership, the Division will continue to investigate and prosecute violations of federal securities laws, holding wrongdoers accountable for their actions.
Díez’s appointment comes at a time when the SEC is facing increasing challenges in an ever-evolving financial landscape. The rise of digital assets and decentralized finance has presented new regulatory challenges, requiring the SEC to adapt and innovate in its enforcement efforts.
In response to these challenges, Díez has outlined her priorities for the Enforcement Division, focusing on harnessing technology and data analytics to enhance investigative capabilities. She has emphasized the importance of collaboration with other regulatory agencies and law enforcement entities to address complex and cross-border securities violations effectively.
Díez’s appointment has been met with praise from industry experts and stakeholders, who view her as a capable and dedicated leader. Her track record of success and commitment to upholding the integrity of the securities markets make her well-suited for the role.
Looking ahead, Díez and her team at the Enforcement Division are poised to tackle a wide range of enforcement actions, from traditional securities fraud to emerging issues in the digital asset space. With a focus on investor protection and market integrity, they will work tirelessly to ensure that the securities laws are upheld and enforced.
Overall, Díez’s appointment signals a new chapter for the SEC’s Enforcement Division, one marked by innovation, collaboration, and a steadfast commitment to regulatory enforcement. As she takes on this new role, Díez will undoubtedly play a crucial role in shaping the future of securities regulation and enforcement in the years to come.